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Article Index
Floating Your Company
Why Float?
Why Not?
Choosing the Market
Advisers
Preparation
Pricing
The Process

Floating Your Company

4. Advisers

4.1 You will need to appoint and retain a corporate adviser.

  • For PLUS, your adviser (referred to as a corporate adviser) will need to be a member of PLUS.
  • For AIM, your adviser (referred to as a nominated adviser, or Nomad) will need to be on the register of advisers maintained by the London Stock Exchange.

4.2 Getting a stockbroker is a good idea and essential if you are looking to raise money, or float on AIM.

  • The stockbroker will help find and interest potential investors.
  • The stockbroker will help maintain your profile with investors once the company has floated.

4.3 Other advisers will need to be involved.

  • These include your auditor (see 5.1) and your lawyer (see 5.2).
  • You may want to involve a financial PR company, particularly if you are raising significant amounts of money.
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